Settlement Notices
JANUARY 26, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
JANUARY 26, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
JANUARY 26, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund [1] with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the P ...
JANUARY 26, 2026
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
JANUARY 22, 2026
As part of its supervisory engagement with the Company, the Malta Financial Services Authority (“MFSA” or the “Authority”) identified certain failures in the Company’s adherence with the Conduct of Business Rulebook and Article 16(2) of the Regulation (EU) 596/2014 on Market Abuse (“MAR� ...
DECEMBER 17, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters relating to the Trustee in relation to failings to adhere to Regulation 5(2) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority has considered the g ...
DECEMBER 17, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters relating to the Trustee in relation to failings to adhere to Regulation 3(1) and Regulation 5(1) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority ...
NOVEMBER 04, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
OCTOBER 29, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
OCTOBER 29, 2025
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
