Settlement Notices

OCTOBER 03, 2025
Company Service Provider (“the CSP”) – Ref: 2025-22
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company and ...
OCTOBER 01, 2025
Company Service Provider (“the CSP”) – Ref: 2025-21
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of one thousand four hundred and forty Euro (€1,440) on the CSP. Business Activity: Company Service Provider FINDINGS The MFSA determined that the CSP has acted in breach of Rule ...
SEPTEMBER 29, 2025
Trustee – Ref: 2025-20
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to the Trustee in relation to failings to adhere to Regulation 5(2) of the Trusts and Trustees Act (Register of Beneficial Owners) Regulations. The Authority has considered the go ...
SEPTEMBER 19, 2025
Professional Investor Fund – Ref: 2025-19
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
SEPTEMBER 05, 2025
Professional Investor Fund – Ref: 2025-18
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
SEPTEMBER 05, 2025
Professional Investor Fund – Ref: 2025-17
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
SEPTEMBER 05, 2025
Professional Investor Fund – Ref: 2025-16
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
SEPTEMBER 05, 2025
Professional Investor Fund – Ref: 2025-15
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Professional Investor Fund with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Profe ...
AUGUST 28, 2025
Company Service Provider – Ref: 2025-14
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company Serv ...
AUGUST 07, 2025
Investment Services Firm – Ref: 2025-13
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Investment Services Firm in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company and ...