Settlement Notices

JULY 24, 2025
Issuer Listed on the Malta Stock Exchange’s Official List: Ref: 2025-12
The Malta Financial Services Authority (“MFSA” or the “Authority”) decided to proceed with imposing an administrative penalty of three thousand Euro (€3,000) on an Issuer listed on the Malta Stock Exchange’s Official List. BREACHES The MFSA’s investigation found failings in respe ...
JULY 24, 2025
Issuer Listed on the Malta Stock Exchange’s Official List: Ref: 2025-11
The Malta Financial Services Authority (“MFSA”) decided to proceed with imposing an administrative penalty of three thousand Euro (€3,000) on an Issuer previously listed on the Malta Stock Exchange’s Official List. BREACHES The MFSA’s investigation found failings in respect of Rule 5 ...
JUNE 30, 2025
KA Finance plc (“the Company”)
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to the Company in relation to failings which resulted from the Authority’s supervisory engagement with the Company. The Authority has considered the goodwill demonstrated by the ...
JUNE 30, 2025
Insurance Undertaking – Ref: 2025-10
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Insurance Undertaking with respect to the late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Insurance ...
MAY 13, 2025
Company Service Provider – Ref: 2025-09
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company Serv ...
APRIL 23, 2025
Company Service Provider – Ref: 2025-08
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company Serv ...
APRIL 15, 2025
Investment Services Provider – Ref: 2025-07
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to an Investment Services Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Investm ...
APRIL 11, 2025
Company Service Provider – Ref: 2025-06
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company Serv ...
APRIL 11, 2025
Company Service Provider – Ref: 2025-05
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company Serv ...
APRIL 04, 2025
Company Service Provider – Ref: 2025-04
The Malta Financial Services Authority (“MFSA” or the “Authority”) has been looking into certain matters related to a Company Service Provider in relation to late submission of regulatory information to the Authority. The Authority has considered the goodwill demonstrated by the Company Serv ...