International Regulatory Updates
MARCH 12, 2014
ESMA sees improved securities market conditions, although risks remain elevated
The European Securities and Markets Authority (ESMA) has published its first Report on Trends, Risks and Vulnerabilities No. 1, 2014, and its Risk Dashboard for 4Q 2013. The report looks at the performance of EU secur ...
MARCH 11, 2014
The European Central Bank (ECB) has today published its manual on the methodology for Phase 2 of the AQR. The manual provides guidance for the national competent authorities (NCAs) and their third-party support on carrying out the exercise.
Click here to access the full press release (English).
...
MARCH 11, 2014
The European Central Bank (ECB) has today published its manual on the methodology for Phase 2 of the AQR. The manual provides guidance for the national competent authorities (NCAs) and their third-party support on carrying out the exercise.
Click here to access the full press release (English).
...
MARCH 07, 2014
The Governing Council of the European Central Bank (ECB) has appointed three ECB representatives to the Supervisory Board of the Single Supervisory Mechanism (SSM).
The three members are Sirkka Hämäläinen, Julie Dickson and Ignazio Angeloni. Ms Hämäläinen was a Member of the Executive Board ...
MARCH 07, 2014
The Governing Council of the European Central Bank (ECB) has appointed three ECB representatives to the Supervisory Board of the Single Supervisory Mechanism (SSM).
The three members are Sirkka Hämäläinen, Julie Dickson and Ignazio Angeloni. Ms Hämäläinen was a Member of the Executive Board ...
FEBRUARY 28, 2014
Inside this issue:
Seminar on Effective Oversight of Capital Markets
ESRB Recommendation on Funding of Credit Institutions
Deadline looming for Company Service Providers’ Registration
Educational Clinic on EMIR
Industry Update – UCITS
MFSA Announcements ...
FEBRUARY 28, 2014
Inside this issue:
Seminar on Effective Oversight of Capital Markets
ESRB Recommendation on Funding of Credit Institutions
Deadline looming for Company Service Providers’ Registration
Educational Clinic on EMIR
Industry Update – UCITS
MFSA Announcements ...
FEBRUARY 21, 2014
The European Securities and Markets Authority (ESMA) has published its Annual Report 2013 (Report) on credit rating agencies (CRAs) in the European Union (EU). The Report also outlines ESMA’s supervisory work plan for this year.
ESMA has found that CRAs continue to progress in how they comply w ...
FEBRUARY 14, 2014
Dear Commissioner Barnier,
I am writing to you to draw your attention to an issue that could have a significant detrimental effect on the consistent application of Regulation (EU) No 648/2014 on OTC derivatives, central counterparties and trade repositories (EMIR).
The matter is linked to the ...
FEBRUARY 11, 2014
The European Securities and Markets Authority (ESMA) has published a Consultation Paper setting out the draft Regulatory Technical Standards (RTS) required for the implementation of the CRA3 Regulation (Regulation).
The draft RTS, which complements the existing regulatory framework for credit rat ...
