Who should read this paper
This document will be of interest to depositaries (including their delegates) of UCITS funds and their trade associations, asset management companies managing UCITS funds and their trade associations, as well as institutional and retail investors investing into such funds and their associations.
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summa rised in Annex 1.
Comments are most helpful if they:
indicate the specific question to which the comment relates and respond to the question stated;
contain a clear rationale, clearly stating the costs and benefits;
and describe any alternatives ESMA should consider.
ESMA will consider all comments received by 24 October 2014.All contributions should be submitted in the response form, and uploaded www.esma.europa.eu under the heading ‘Your input - Consultations’.
Publication of responses
All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.
Data protection
Information on data protection can be found at www.esma.europa.eu under the heading ‘Legal Notice’.
