Emily Benson – Head, Conduct Supervision
Emily Benson was appointed Head of Conduct Supervision in March 2020. Emily is a UK regulatory lawyer with over 30 years of experience in the Financial Services sector.
After qualifying as a solicitor in private practice, her career has included senior positions with the UK’s financial services regulator, then the FSA, and in-house with a high profile bank and a leading insurer. She has also worked for private firms and with a global consultancy firm. Her clients have been from all retail sectors and she is highly experienced in all forms of regulatory investigations and reviews, including leading reviews commissioned by the FCA under its skilled persons regime.
Recently as Department Head in a leading UK law firm, she has advised on all types of regulatory processes including authorisations, compliance and corporate governance requirements for investment firms, intermediaries and banks and has led complex investigations and remediation projects.
In addition to leading the regulator’s cross sectoral supervision of conduct, Emily will be continuing the regulator’s supervision of trustees and corporate service providers.