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{"sheet":"I_DETAILS","index":0,"n_rows":56,"n_cols":13,"rows_kept":56,"cut":false,"hidden":false,"merged":[[55,1,56,3],[2,1,2,5],[5,1,5,3],[30,2,33,2],[4,5,6,5],[54,2,54,3]]}
[]
[null,"MALTA FINANCIAL SERVICES AUTHORITY",null,null,{"$f":"TODAY()","v":"2019-04-08"},null,null,"Working"]
[null,"Financial Instrument Test",null,null,null,null,null,"Name ",null,"IF","SUM"]
[]
[]
[null,"DETAILS SHEET",null,null,{"$f":"IF(AND(J42=1,J40=1),E40&\"_\"&E42,\" \")","v":" "},null,null,{"$f":"UPPER(LEFT(E40,4))","v":""},null,">0",{"$f":"SUM(J11:J50)","v":0}]
[]
[]
[null,"USER DETAILS"]
[]
[null,"I-1",null,"PREFIX",null,null,null,null,null,{"$f":"IF(E11>0,1,0)","v":0}]
[]
[null,"I-2",null,"NAME ",null,null,null,null,null,{"$f":"IF(E13>0,1,0)","v":0}]
[]
[null,"I-3",null,"SURNAME",null,null,null,null,null,{"$f":"IF(E15>0,1,0)","v":0}]
[]
[null,"I-4",null,"POSITION",null,null,null,null,null,0]
[]
[null,"I-5",null,"USER TYPE",null,null,null,null,null,0,null,null,{"$f":"IF(J19=1,IF(E19=\"Issuer\",1,IF(E19=\"VFA Licence Holder\",2,IF(E19=\"Investment Services Licence Holder\",4,3))),\"\")","v":""}]
[]
[null,"I-6",null,{"$f":"IF(M19=1,\"VFA AGENT\",IF(OR(M19=2,M19=4),\"COMPLIANCE OFFICER\",IF(M19=3,\"VFA AGENT OR LEGAL ADVISOR, AS APPLICABLE\",\"SELECT USER TYPE\")))","v":"SELECT USER TYPE"},null,null,null,null,null,{"$f":"IF(OR(E21>0,D21=\"NA\"),1,0)","v":0},null,null,{"$f":"IF(M19=1,\"Designated Person with \"&E21,IF(OR(M19=2,M19=4),\"Compliance Officer\",IF(M19=3,\" VFA agent or Legal Advisor, as applicable\",\"\")))","v":""}]
[]
[null,"I-7",null,{"$f":"IF(M19=1,\"ISSUER NAME\",IF(OR(M19=2,M19=4),\"LICENCE HOLDER NAME\",IF(M19=3,\"ENTITY NAME (INSERT N/A FOR INDIVIDUALS)\",\"SELECT USER TYPE\")))","v":"SELECT USER TYPE"},null,null,null,null,null,0]
[]
[null,"I-8",null,{"$f":"IF(M19=1,\"COMPANY REGISTRATION NO.\",IF(OR(M19=2,M19=4),\"LICENCE NO.\",IF(M19=3,\"ENTITY REGISTRATION NO. / ID CARD NO.\",\"SELECT USER TYPE\")))","v":"SELECT USER TYPE"},null,null,null,null,null,0]
[]
[null,"I-9",null,"EMAIL",null,null,null,null,null,0]
[]
[null,"I-10",null,"DIRECT LINE",null,null,null,null,null,0]
[]
[null,"I-11.1","Registered\nAddress","BUILDING NO.",null,null,null,null,null,0]
[null,"I-11.2",null,"STREET",null,null,null,null,null,{"$f":"IF(E32>0,1,0)","v":0}]
[null,"I-11.3",null,"CITY / TOWN",null,null,null,null,null,{"$f":"IF(E33>0,1,0)","v":0}]
[null,"I-11.4",null,"POST CODE",null,null,null,null,null,{"$f":"IF(E34>0,1,0)","v":0}]
[null,null,null,null,null,null,null,null,null,{"$f":"IF(E35>0,1,0)","v":0}]
[null,"I-12",null,"COUNTRY",null,null,null,null,null,0]
[]
[null,"DLT ASSET DETAILS"]
[]
[null,"I-13",null,"IDENTIFIER / TICKER",null,null,null,null,null,{"$f":"IF(E40>0,1,0)","v":0}]
[]
[null,"I-14",null,"4 NUMERICAL REFERENCE CODE \n(RANDOM NUMBER BETWEEN 1000 - 9999)",null,null,null,null,null,{"$f":"IF(E42>0,1,0)","v":0}]
[]
[null,"I-15",null,"NAME",null,null,null,null,null,{"$f":"IF(E44>0,1,0)","v":0}]
[]
[null,"I-16",null,"WEBSITE (URL) ",null,null,null,null,null,{"$f":"IF(E46>0,1,0)","v":0}]
[]
[null,"I-17",null,"LINK TO WHITEPAPER (URL)",null,null,null,null,null,{"$f":"IF(E48>0,1,0)","v":0}]
[]
[null,"I-18",null,"ISSUER",null,null,null,null,null,{"$f":"IF(E50>0,1,0)","v":0}]
[]
[null,"I-19",null,"BRIEF DESCRIPTION\n(OPTIONAL)\n",null,null,null,null,null,{"$f":"IF(E52>0,1,0)","v":0}]
[]
[]
[null,null,"For further guidance please refer to the Guidance Note to the Financial Instrument Test."]
[null,"V.:FIT2019.04.05"]

{"sheet":"T1_VT","index":1,"n_rows":30,"n_cols":14,"rows_kept":30,"cut":false,"hidden":false,"merged":[[15,1,15,4],[17,2,17,3],[1,7,1,8],[4,5,8,5],[21,2,21,3],[2,1,2,4],[12,2,12,3],[13,2,13,3],[19,1,19,4],[10,1,10,4],[5,0,7,0],[5,1,5,2],[5,3,5,4],[6,1,6,2],[6,3,6,4],[7,1,7,2],[7,3,7,4]]}
[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","Criteria (VT)","Sheet ON","Validate "]
[null,"T1 - Virtual Token",null,null,null,null,null,null,null,{"$f":"IF(SUM(H22:H22)=0,1,0)","v":1},{"$f":"IF(SUM(H13:H22)=4,1,0)","v":0},{"$f":"IF(AND(L20=1,K3=1,L11=1,L16=0),1,0)","v":0},{"$f":"W1_DET.!B13","v":0},{"$f":"W1_DET.!L14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "}]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes"]
[]
[]
[null,"Exchangeability and Interoperability outside (i) the DLT platform on or in relation to which it was issued or (ii) a limited network of DLT platforms\nDoes the…",null,null,null,null,null,null,null,null,null,{"$f":"IF(AND(I13=0,I14=0),1,0)","v":1}]
[]
[null,"T1-1","...issuer intend to list or admit a DLT Asset to trading on an exchange, either locally or abroad?",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[null,"T1-2"," ...DLT Asset allow for interoperability outside (i) the DLT platform on or in relation to which it was issued or (ii) a limited network of DLT platforms?",null,null,null,null,{"$f":"IF(E14>1,1,0)","v":0},{"$f":"IF(E14=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"Convertibility\nDoes the DLT Asset…",null,null,null,null,null,null,null,null,null,{"$f":"IF(I18=1,1,0)","v":0}]
[]
[null,"T1-3"," ...allow for convertibility into another DLT Asset type? \n(Note:  in the case of technical conversion and the DLT Asset is based on a Token Standard which allows for conversion into another DLT Asset type, the asset should have technical restriction in place to prevent  convertibility into any other DLT Asset type.)   ",null,null,null,null,{"$f":"IF(E18>1,1,0)","v":0},{"$f":"IF(E18=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"Features of Virtual Token in terms of Article 2 of the VFA Act\nDoes the DLT Asset…",null,null,null,null,null,null,null,null,null,{"$f":"IF(I22=1,1,0)","v":0}]
[]
[null,"T1-4","…provide for a form of digital medium recordation whose utility, value or application is restricted solely to the acquisition of goods or services?",null,null,null,null,{"$f":"IF(E22>1,1,0)","v":0},{"$f":"IF(E22=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!B23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!B32","v":"-"}]

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[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","Criteria (CIII)","Sheet ON","Validate "]
[null,"T2 - C(8) FINANCIAL INSTRUMENTS UNDER MIFID",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13)=0,1,0)","v":1},{"$f":"IF(SUM(H13)=1,1,0)","v":0},{"$f":"L11","v":0},{"$f":"W1_DET.!C13","v":0},{"$f":"W1_DET.!C14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "}]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes"]
[]
[]
[null,"Contract Purpose\nIs the DLT Asset,…",null,null,null,null,null,null,null,null,null,{"$f":"I13","v":0}]
[]
[null,"T2-1","…designed and/or used for the sole purposes of and/or result in the transferring of credit risk from one party to another?",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!C23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!C32","v":"-"}]

{"sheet":"T3_C(9)","index":3,"n_rows":21,"n_cols":14,"rows_kept":21,"cut":false,"hidden":false,"merged":[[1,7,1,8],[4,5,8,5],[10,1,10,4],[12,2,12,3],[2,1,2,4],[5,0,7,0],[5,1,5,2],[5,3,5,4],[6,1,6,2],[6,3,6,4],[7,1,7,2],[7,3,7,4]]}
[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","Criteria (CIX)","Sheet ON","Validate "]
[null,"T3 - C(9) FINANCIAL INSTRUMENTS UNDER MIFID",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13)=0,1,0)","v":1},{"$f":"IF(SUM(H13)=1,1,0)","v":0},{"$f":"L11","v":0},{"$f":"W1_DET.!D13","v":0},{"$f":"W1_DET.!D14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "}]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes"]
[]
[]
[null,"Contract Purpose\nIs the DLT Asset,…",null,null,null,null,null,null,null,null,null,{"$f":"I13","v":0}]
[]
[null,"T3-1"," Contract for Difference: …termed as a Contract for Difference or gives the holder an economic exposure, which can be long or short, to (i) the difference between the price of an underlying asset at the start of the contract and the price when the contract is closed or (ii) the difference in the price of two different underlying assets?",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!D23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!D32","v":"-"}]

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[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","Criteria (CIV)","Criteria (CV-VII)","Criteria (CX)","Criteria (ODFI)","Criteria (ODCC)","Sheet ON","Validate "]
[null,"T4 - C(4),C(5) to C(7) and C(10) FINANCIAL INSTRUMENTS UNDER MIFID",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13:H42)=0,1,0)","v":1},{"$f":"IF(SUM(H13:H16,H20:H24,H26,H28:H38,H42,H44:H45,H48:H49)=26,1,0)","v":0},{"$f":"IF(AND(L11=1,L19=1,L40=1,K3=1),1,0)","v":0},{"$f":"IF(AND(M11=1,M19=1,M40=1,K3=1),1,0)","v":0},{"$f":"IF(AND(N11=1,N40=1,N19=1,K3=1),1,0)","v":0},{"$f":"IF(AND(O11=1,O19=1,O40=1,K3=1,M19=1),1,(IF(AND(O11=1,O19=1,O40=1,K3=1,N19=1),2,0)))","v":0},{"$f":"IF(AND(P19=1,P11=1,P40=1,K3=1),1,0)","v":0},{"$f":"W1_DET.!E13","v":0},{"$f":"W1_DET.!E14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "}]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes","Sum"]
[]
[]
[null,"Contract Type\nIs the DLT Asset,…",null,null,null,null,null,null,null,null,{"$f":"IF(OR(L11=1,M11=1,N11=1,O11=1,P11=1),1,0)","v":0},{"$f":"IF(OR(I13=1,I14=1,I15=1,I16=1),1,0)","v":0},{"$f":"L11","v":0},{"$f":"M11","v":0},{"$f":"N11","v":0},{"$f":"O11","v":0}]
[]
[null,"T4-1","Option: …termed as an option or has features equivalent to options?",null,null,null,null,{"$f":"IF(OR(E13>1,$L$11=1),1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},{"$f":"SUM(H13:H16)","v":0},null,{"$f":"IF(Q3=0,\"NA\",(IF(OR(I14=1,I15=1,I16=1),\"N\",\"Y/N\")))","v":"NA"}]
[null,"T4-2","Future/Forward rate agreement/Forward: …termed as a future/forward rate agreement/forwards or has features equivalent to futures /forward rate agreements/forwards?",null,null,null,null,{"$f":"IF(OR(E14>1,$L$11=1),1,0)","v":0},{"$f":"IF(E14=\"Yes\",1,0)","v":0},null,null,{"$f":"IF(Q3=0,\"NA\",IF(OR(I13=1,I15=1,I16=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-3","Swap: …termed as a swap or has features equivalent to swaps? ",null,null,null,null,{"$f":"IF(OR(E15>1,$L$11=1),1,0)","v":0},{"$f":"IF(E15=\"Yes\",1,0)","v":0},null,null,{"$f":"IF(Q3=0,\"NA\",IF(OR(I13=1,I14=1,I16=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-4","Other derivative contracts? ",null,null,null,null,{"$f":"IF(OR(E16>1,$L$11=1),1,0)","v":0},{"$f":"IF(E16=\"Yes\",1,0)","v":0},null,null,{"$f":"IF(Q3=0,\"NA\",IF(OR(I13=1,I14=1,I15=1),\"N\",\"Y/N\"))","v":"NA"}]
[]
[null,"Underlying\nDoes the DLT Asset give rise to an economic exposure based on one of the following underlying assets?"]
[null,"C(4) FINANCIAL INSTRUMENTS UNDER MIFID",null,null,null,null,null,null,null,{"$f":"IF(SUM(H20:H24,H26,H28:H38)=17,1,0)","v":0},{"$f":"IF(OR(L19=1,M19=1,N19=1,O19=1,P19=1),1,0)","v":0},{"$f":"IF(OR(I20=1,I22=1,I23=1,I24=1),1,0)","v":0},{"$f":"IF(OR(I26=1),1,0)","v":0},{"$f":"IF(OR(I28=1,I29=1,I30=1,I31=1,I32=1,I33=1,I34=1,I35=1,I36=1,I37=1,I38=1),1,0)","v":0},{"$f":"IF(OR(I28=1,I29=1,I30=1,I31=1,I32=1,I33=1,I34=1,I35=1,I36=1,I37=1,I38=1,I26=1),1,0)","v":0},{"$f":"I21","v":0}]
[null,"T4-5","securities",null,null,null,null,{"$f":"IF(OR(E20>1,OR($J$20=1,$J$26=1,$J$28=1,AND($J$13=4,$L$11=0))),1,0)","v":0},{"$f":"IF(E20=\"Yes\",1,0)","v":0},{"$f":"SUM(I20:I24)","v":0},{"$f":"IF(AND($J$13=4,$L$11=1),L20,\"NA\")","v":"NA"},{"$f":"IF(Q3=0,\"NA\",IF(OR(,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-6","currencies",null,null,null,null,{"$f":"IF(OR(E21>1,OR($J$20=1,$J$26=1,$J$28=1,AND($J$13=4,$L$11=0))),1,0)","v":0},{"$f":"IF(E21=\"Yes\",1,0)","v":0},null,{"$f":"IF(AND($J$13=4,$L$11=1),L21,\"NA\")","v":"NA"},{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-7","interest rates or yields",null,null,null,null,0,{"$f":"IF(E22=\"Yes\",1,0)","v":0},null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-8","emission allowances",null,null,null,null,0,{"$f":"IF(E23=\"Yes\",1,0)","v":0},null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-9","other derivative instruments, financial indices or financial measures",null,null,null,null,0,{"$f":"IF(E24=\"Yes\",1,0)","v":0},null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"C(5) to C(7) FINANCIAL INSTRUMENTS UNDER MIFID"]
[null,"T4-10","commodities",null,null,null,null,0,{"$f":"IF(E26=\"Yes\",1,0)","v":0},{"$f":"I26","v":0},"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null," C(10) FINANCIAL INSTRUMENTS UNDER MIFID"]
[null,"T4-11","climatic variables",null,null,null,null,0,{"$f":"IF(E28=\"Yes\",1,0)","v":0},{"$f":"SUM(I28:I38)","v":0},"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-12","freight rates or inflation rates",null,null,null,null,0,{"$f":"IF(E29=\"Yes\",1,0)","v":0},null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-13","other official economic statistics",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-14","telecommunications bandwidth",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-15","commodity storage capacity",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-16","transmission or transportation capacity relating to commodities, whether cable, pipeline or other means",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,I$34=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-17","an allowance, credit, permit, right or similar asset which is directly linked to the supply, distribution or consumption of energy derived from renewable resources",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,$I$35=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-18","a geological, environmental or other physical variable",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$36=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-19","any other asset or right of a fungible nature, other than a right to receive a service, that is capable of being transferred",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$37=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-20","an index or measure related to the price or value of, or volume of transactions in any asset, right, service or obligation",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$38=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-21","an index or measure based on actuarial statistics",null,null,null,null,0,0,null,"NA",{"$f":"IF(Q3=0,\"NA\",IF(OR($I$20=1,$I$21=1,$I$22=1,$I$23=1,$I$24=1,$I$28=1,$I$26=1,$I$29=1,$I$30=1,$I$31=1,$I$32=1,$I$33=1,I$34=1,$I$35=1,$I$36=1,$I$37=1),\"N\",\"Y/N\"))","v":"NA"}]
[]
[null,"Settlement\nCan the DLT Asset be…\nNote: The section shall only be unlocked once the above Sections are completed. ",null,null,null,null,null,null,{"$f":"IF(AND(K11=1,K19=1),1,0)","v":0},null,null,{"$f":"IF(E42=\"Yes\",1,0)","v":0},{"$f":"IF(OR(I44=1,I45=1),1,0)","v":0},{"$f":"IF(OR(I48=1,I49=1),1,0)","v":0},{"$f":"IF(OR(I46=1,I50=1),1,0)","v":0},{"$f":"I42","v":0}]
[null,"C(4) FINANCIAL INSTRUMENTS UNDER MIFID",null,null,null,null,null,"ON",{"$f":"J20","v":0}]
[null,"T4-22","…settled physically or in cash?",null,null,null,null,{"$f":"IF(OR(OR(E42>1,$I$43=1,$I$47=1,AND($J$13=4,$L$11=0)),AND($J$19=1,$K$19=0)),1,0)","v":0},{"$f":"IF(E42=\"Yes\",1,0)","v":0},null,null,{"$f":"IF(OR(Q3=0,I40=0,I41=0),\"NA\",\"Y/N\")","v":"NA"}]
[null,"C(5) to C(7) FINANCIAL INSTRUMENTS UNDER MIFID",null,null,null,null,null,"ON",{"$f":"J26","v":0}]
[null,"T4-23","…be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event?",null,null,null,null,{"$f":"IF(OR(OR(E44>1,$I$41=1,$I$47=1,AND($J$13=4,$L$11=0)),AND($J$19=1,$K$19=0)),1,0)","v":0},{"$f":"IF(E44=\"Yes\",1,0)","v":0},{"$f":"IF(E44=\"No\",1,0)","v":0},null,{"$f":"IF(OR(Q3=0,I40=0,I43=0),\"NA\",IF(I45=1,\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-24","…physically settled provided that they are traded on a regulated market, a MTF or an OTF, except for wholesale energy products traded on an OTF, that must be physically settled?",null,null,null,null,{"$f":"IF(OR(OR(E45>1,$I$41=1,$I$47=1,AND($J$13=4,$L$11=0)),AND($J$19=1,$K$19=0)),1,0)","v":0},{"$f":"IF(E45=\"Yes\",1,0)","v":0},{"$f":"IF(E45=\"No\",1,0)","v":0},null,{"$f":"IF(OR(Q3=0,I40=0,I43=0),\"NA\",IF(I44=1,\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-25","…physically settled and not having the features of T6-7 and have the characteristics of other derivative financial instruments?",null,{"$f":"L46","v":""},null,null,null,{"$f":"IF(E46=\"Check O1_ODFI\",1,0)","v":0},{"$f":"IF(E46=\"No\",1,0)","v":0},null,{"$f":"IF(AND(Q3=1,I43=1),M46,\"\")","v":""},{"$f":"IF(AND(M11=1,M19=1),N46,\"NA\")","v":"NA"},{"$f":"IF(AND(J44=1,J45=1),\"Check O1_ODFI\",IF(OR(I44=1,I45=1),\"No\",\" \"))","v":" "}]
[null," C(10) FINANCIAL INSTRUMENTS UNDER MIFID",null,null,null,null,null,"ON",{"$f":"J28","v":0}]
[null,"T4-26","…be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event?",null,null,null,null,{"$f":"IF(OR(OR(E48>1,$I$43=1,$I$41=1,AND($J$13=4,$L$11=0)),AND($J$19=1,$K$19=0)),1,0)","v":0},{"$f":"IF(E48=\"Yes\",1,0)","v":0},{"$f":"IF(E48=\"No\",1,0)","v":0},null,{"$f":"IF(OR(Q3=0,I40=0,I47=0),\"NA\",IF(I49=1,\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-27","…be traded on a regulated market, an MTF, an OTF, or a third country trading venue that performs a similar function to a regulated market, MTF or an OTF?",null,null,null,null,{"$f":"IF(OR(OR(E49>1,$I$43=1,$I$41=1,AND($J$13=4,$L$11=0)),AND($J$19=1,$K$19=0)),1,0)","v":0},{"$f":"IF(E49=\"Yes\",1,0)","v":0},{"$f":"IF(E49=\"No\",1,0)","v":0},null,{"$f":"IF(OR(Q3=0,I40=0,I47=0),\"NA\",IF(I48=1,\"N\",\"Y/N\"))","v":"NA"}]
[null,"T4-28","IF T9-16 and T9-17 are not satisfied: …have the characteristics of other derivative financial instruments?",null,{"$f":"L50","v":""},null,null,null,{"$f":"IF(E50=\"Check O1_ODFI\",1,0)","v":0},{"$f":"IF(E50=\"No\",1,0)","v":0},null,{"$f":"IF(AND(Q3=1,I47=1),M50,\"\")","v":""},{"$f":"IF(AND(P11=1,O19=1),N50,\"NA\")","v":"NA"},{"$f":"IF(AND(J48=1,J49=1),\"Check O1_ODFI\",IF(OR(I48=1,I49=1),\"No\",\" \"))","v":" "}]
[]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!E23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!E32","v":"-"}]

{"sheet":"T5_TSMI","index":5,"n_rows":45,"n_cols":16,"rows_kept":45,"cut":false,"hidden":false,"merged":[[32,2,32,3],[22,2,22,3],[16,2,16,3],[17,2,17,3],[29,1,29,4],[31,2,31,3],[1,7,1,8],[4,5,8,5],[10,1,10,4],[14,1,14,4],[19,1,19,4],[2,1,2,4],[34,1,34,4],[36,2,36,3],[5,0,7,0],[5,1,5,2],[5,3,5,4],[6,1,6,2],[6,3,6,4],[7,1,7,2],[7,3,7,4],[23,2,23,3],[24,2,24,3],[26,2,26,3],[27,2,27,3],[12,2,12,3],[21,2,21,3],[25,2,25,3]]}
[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","Criteria (TS)","Criteria (MI)","Criteria (EM)","Sheet ON","Validate "]
[null,"T5 - Transferable Securities & Money Market Instruments",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13:H28)=0,1,0)","v":1},{"$f":"IF(SUM(H13,H17:H18,H22:H28,H32:H33,H37)=13,1,0)","v":0},{"$f":"IF(AND(K3=1,L11=1,L15=1,L20=1,L35=0),1,0)","v":0},{"$f":"IF(AND(K3=1,M11=1,M15=1,M30=1,M35=0),1,0)","v":0},{"$f":"IF(AND(K3=1,N11=1,N15=1,N20=0,N30=0,N35=1),1,0)","v":0},{"$f":"W1_DET.!H13","v":0},{"$f":"W1_DET.!H14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "},null,null,null,null,null,null,"ON Criteria:",{"$f":"IF(H13=0,\"\",IF(AND(H13=1,I13=1),1,0))","v":""},{"$f":"IF(H13=0,\"\",IF(AND(H13=1,J13=1),1,0))","v":""}]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes","No"]
[]
[]
[null,"Maturity\nDoes the DLT Asset have…",null,null,null,null,null,null,"More ","Less",null,{"$f":"I13","v":0},{"$f":"J13","v":0},{"$f":"IF(OR(L11=1,M11=1),1,0)","v":0}]
[]
[null,"T5-1"," ...a maturity at issuance of:",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"more than 397 days\",1,0)","v":0},{"$f":"IF(E13=\"397 DAYS OR LESS\",1,0)","v":0},null,{"$f":"IF($O$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"Negotiability\nIs the DLT Asset negotiable or capable of being traded on the capital market?",null,null,null,null,null,null,null,null,null,{"$f":"IF(OR(I17=1,I18=1),1,0)","v":0},{"$f":"L15","v":0},{"$f":"M15","v":0}]
[]
[null,"T5-2","Does the holder of the DLT Asset have the right to deal freely with his instrument and to transfer any or all of them to whomsoever he or she pleases?",null,null,null,null,{"$f":"IF(E17>1,1,0)","v":0},{"$f":"IF(E17=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,IF($I$18=1,\"N\",\"Y/N\"),\"NA\")","v":"NA"}]
[null,"T5-3","In the event that T5-2 is no, do the restrictions placed on negotiability and transferability, allow holders to negotiate and/or transfer the DLT Asset to a person other than the issuer?",null,null,null,null,0,{"$f":"IF(E18=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,IF($I$17=1,\"N\",\"Y/N\"),\"NA\")","v":"NA"}]
[]
[null,"Features of Transferable Securities\nDoes the DLT Asset have the following features:",null,null,null,null,null,{"$f":"SUM(H22:H28)","v":0},null,null,null,{"$f":"IF(OR(I22=1,I23=1,I24=1,I25=1,I26=1,I27=1,I28=1),1,0)","v":0},{"$f":"L20","v":0},{"$f":"L20","v":0}]
[]
[null,"T5-4","Right to participate in the capital of the issuer",null,null,null,null,{"$f":"IF(OR(E22>1,$M$6=1),1,0)","v":0},{"$f":"IF(E22=\"Yes\",1,0)","v":0},null,{"$f":"IF($L$6=1,L22,\"NA\")","v":"NA"},{"$f":"IF($O$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[null,"T5-5","Right to receive proceeds from the liquidation of issuer in excess of nominal value",null,null,null,null,{"$f":"IF(OR(E23>1,$M$6=1),1,0)","v":0},0,null,{"$f":"IF($L$6=1,L23,\"NA\")","v":"NA"},"NA"]
[null,"T5-6","Entry in the register of shareholders",null,null,null,null,0,0,null,"NA","NA"]
[null,"T5-7","Right to a principal amount due of fixed sum with fixed/ variable maturity",null,null,null,null,0,0,null,"NA","NA"]
[null,"T5-8","Entry in the register of debenture holders",null,null,null,null,0,0,null,"NA","NA"]
[null,"T5-9","Right to acquire or sell a transferable security",null,null,null,null,0,0,null,"NA","NA"]
[null,"T5-10","Right to an amount settled in cash determined by reference to transferable securities, currencies, interest rates or yields, commodities or other indices or measures  ",null,null,null,null,0,0,null,"NA","NA"]
[]
[null,"Features of Money Market Instrument\nDoes the DLT Asset…",null,null,null,null,null,{"$f":"SUM(H32:H33)","v":0},null,null,null,{"$f":"IF(OR(I32=1,I33=1),1,0)","v":0},{"$f":"IF(OR(I32=1,I33=1),1,0)","v":0},{"$f":"M30","v":0}]
[]
[null,"T5-11","...qualify as a treasury bill, certificate of deposit or commercial paper",null,null,null,null,{"$f":"IF(OR(E32>1,$L$6=1,M30=1),1,0)","v":0},{"$f":"IF(E32=\"Yes\",1,0)","v":0},null,{"$f":"IF($M$6=1,L32,\"NA\")","v":"NA"},{"$f":"IF(AND($O$3=1,I33=0),\"Y/N\",\"NA\")","v":"NA"}]
[null,"T5-12","...have substantively equivalent features to one of the instruments listed in T5-11 where its value can be determined at any time",null,null,null,null,{"$f":"IF(OR(E33>1,$L$6=1,M30=1),1,0)","v":0},{"$f":"IF(E33=\"Yes\",1,0)","v":0},null,"NA",{"$f":"IF(AND($O$3=1,I32=0),\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"Instrument of Payment\nIs the DLT Asset…",null,null,null,null,null,null,null,null,null,{"$f":"IF(AND(H30=3,H20=7,$L$20=0,$M$30=0,I37=1),1,0)","v":0},{"$f":"L35","v":0},{"$f":"IF(I37=1,1,0)","v":0}]
[]
[null,"T5-13","…used for the purpose of placing, transferring or withdrawing value irrespective of any underlying obligations between the two parties?",null,null,null,null,{"$f":"IF(OR(E37>1,$L$30=1,$L$20=1),1,0)","v":0},{"$f":"IF(E37=\"Yes\",1,0)","v":0},null,{"$f":"IF(AND(H30=2,H20=7,$L$20=0,$M$30=0),L37,\"NA\")","v":"NA"},{"$f":"IF($O$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!H23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!H32","v":"-"}]

{"sheet":"T6_EM","index":6,"n_rows":29,"n_cols":14,"rows_kept":29,"cut":false,"hidden":false,"merged":[[1,7,1,8],[4,5,8,5],[12,2,12,3],[2,1,2,4],[10,1,10,4],[14,1,14,4],[16,2,16,3],[18,1,18,4],[20,2,20,3],[5,0,7,0],[5,1,5,2],[5,3,5,4],[6,1,6,2],[6,3,6,4],[7,1,7,2],[7,3,7,4]]}
[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","Criteria (EM)","Sheet ON","Validate "]
[null,"T6 - Electronic Money",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13)=0,1,0)","v":1},{"$f":"IF(SUM(H13:H21,T5_TSMI!K3)=4,1,0)","v":0},{"$f":"(IF(AND(L11=1,L15=1,L19=1,K3=1,T5_TSMI!N3=1),1,0))","v":0},{"$f":"W1_DET.!I13","v":0},{"$f":"W1_DET.!I14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "},null,null,null,"Working"]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes"]
[]
[]
[null,"Issuance and Redemption \nIs the DLT Asset… ",null,null,null,null,null,null,null,null,null,{"$f":"I13","v":0}]
[]
[null,"T6-1","…issued by the issuer on receipt of funds at par value, and redeemable at par value by the issuer upon request of the DLT Asset holder? ",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"Claim on the Issuer\nDoes the holder of the DLT Asset…",null,null,null,null,null,null,null,null,null,{"$f":"I17","v":0}]
[]
[null,"T6-2","…have a claim against the issuer’s assets arising from the funds originally placed against the issuance of such DLT Assets?",null,null,null,null,{"$f":"IF(E17>1,1,0)","v":0},{"$f":"IF(E17=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"Purpose\nIs the DLT Asset… ",null,null,null,null,null,null,null,null,null,{"$f":"I21","v":0}]
[]
[null,"T6-3","…used for the purpose of making payment transactions, as defined in\npoint 5 of Article 4 of Directive 2007/64/EC, as amended from time to time, and which is accepted by a natural or legal person other than the issuer?",null,null,null,null,{"$f":"IF(E21>1,1,0)","v":0},{"$f":"IF(E21=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!I23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!I32","v":"-"}]

{"sheet":"T7_CS","index":7,"n_rows":28,"n_cols":14,"rows_kept":28,"cut":false,"hidden":false,"merged":[[1,7,1,8],[4,5,8,5],[10,1,10,4],[15,1,15,4],[19,2,19,3],[18,2,18,3],[12,2,12,3],[13,2,13,3],[17,2,17,3],[2,1,2,4],[5,0,7,0],[5,1,5,2],[5,3,5,4],[6,1,6,2],[6,3,6,4],[7,1,7,2],[7,3,7,4]]}
[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","Criteria (CS)","Sheet ON","Validate "]
[null,"T7 - Units in a Collective Investment Scheme",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13:H20)=0,1,0)","v":1},{"$f":"IF(SUM(H13:H20)=5,1,0)","v":0},{"$f":"IF(AND(L11=1,L16=1,K3=1),1,0)","v":0},{"$f":"W1_DET.!J13","v":0},{"$f":"W1_DET.!J14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "}]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes"]
[]
[]
[null,"Purpose\nDoes the DLT Asset qualify as a Unit… [T7-1] and [T7-2].",null,null,null,null,null,null,null,null,null,{"$f":"IF(AND(I13=1,I14=1),1,0)","v":0}]
[]
[null,"T7-1","…in an undertaking that constitutes a scheme or arrangement which has as its object or as one of its objects the collective investment of capital,... ",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[null,"T7-2","…and in which the capital is raised through offer of DLT Assets for subscription, sale or exchange from one or more investor",null,null,null,null,{"$f":"IF(E14>1,1,0)","v":0},{"$f":"IF(E14=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"Arrangements\nDoes the DLT Asset have the following features: ",null,null,null,null,null,null,null,null,null,{"$f":"IF(OR(I18=1,I19=1,I20=1),1,0)","v":0}]
[]
[null,"T7-3","The contributions of the participants and the profits or income out of which payments are to be made to them are pooled",null,null,null,null,{"$f":"IF(E18>1,1,0)","v":0},{"$f":"IF(E18=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[null,"T7-4","Units are or are to be repurchased or redeemed out of the assets of the scheme or arrangement, continuously or in blocks at short intervals at the request of the holders  ",null,null,null,null,{"$f":"IF(E19>1,1,0)","v":0},{"$f":"IF(E19=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[null,"T7-5","Units are, or have been, or will be issued continuously or in blocks at short intervals ",null,null,null,null,{"$f":"IF(E20>1,1,0)","v":0},{"$f":"IF(E20=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!J23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!J32","v":"-"}]

{"sheet":"T8_EA","index":8,"n_rows":21,"n_cols":14,"rows_kept":21,"cut":false,"hidden":false,"merged":[[1,7,1,8],[4,5,8,5],[12,2,12,3],[2,1,2,4],[5,0,7,0],[5,1,5,2],[5,3,5,4],[6,1,6,2],[6,3,6,4],[7,1,7,2],[7,3,7,4],[10,1,10,4]]}
[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","Criteria (EA)","Sheet ON","Validate "]
[null,"T8 - Emission Allowance",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13)=0,1,0)","v":1},{"$f":"IF(SUM(H13)=1,1,0)","v":0},{"$f":"L11","v":0},{"$f":"W1_DET.!K13","v":0},{"$f":"W1_DET.!K14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "},null,null,null,"Working"]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes"]
[]
[]
[null,"Issuer and Purpose\nIs the DLT Asset…",null,null,null,null,null,null,null,null,null,{"$f":"I13","v":0}]
[]
[null,"T8-1","...issued by the national competent authority in terms of Directive 2003/87/EC for the purposes of the said Directive?",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($M$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!K23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!K32","v":"-"}]

{"sheet":"O1_ODFI","index":9,"n_rows":37,"n_cols":16,"rows_kept":37,"cut":false,"hidden":false,"merged":[[5,0,7,0],[5,1,5,2],[5,3,5,4],[6,1,6,2],[6,3,6,4],[7,1,7,2],[7,3,7,4],[1,7,1,8],[24,1,24,4],[26,2,26,3],[28,2,28,3],[27,2,27,3],[18,2,18,3],[20,1,20,4],[22,2,22,3],[10,1,10,4],[12,2,12,3],[13,2,13,3],[15,1,15,4],[17,2,17,3],[4,5,8,5],[2,1,2,4]]}
[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","CRITERIA (FD2/FD5)","Criteria (SC)","Criteria (CP)","Sheet ON","Validate "]
[null,"O1 - Other Derivative Financial Instruments ",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13:H29)=0,1,0)","v":1},{"$f":"IF(SUM(H13:H14,H18:H19,H23,H27:H29)=8,1,0)","v":0},{"$f":"IF(AND(L11=1,L16=1,L21=1,L25=1,K3=1),1,0)","v":0},{"$f":"M11","v":0},{"$f":"N16","v":0},{"$f":"W1_DET.!F13","v":0},{"$f":"W1_DET.!F14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "}]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes"]
[]
[]
[null,"Spot Contract\nAre the terms of delivery of the DLT Asset such that delivery of the underlying, commodity, asset or right is scheduled to be made within the longer of the following periods…",null,null,null,null,null,null,null,null,null,{"$f":"IF(OR(I13=1,I14=1),0,1)","v":1},{"$f":"IF(OR(I13=1,I14=1),1,0)","v":0}]
[]
[null,"O1-1","…2 trading days?",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,M13,\"NA\")","v":"NA"},{"$f":"IF(I14=1,\"N\",\"Y/N\")","v":"Y/N"}]
[null,"O1-2","...the period generally accepted in the market for that commodity, asset or right as the standard delivery period?",null,null,null,null,{"$f":"IF(E14>1,1,0)","v":0},{"$f":"IF(E14=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,M14,\"NA\")","v":"NA"},{"$f":"IF(I13=1,\"N\",\"Y/N\")","v":"Y/N"}]
[]
[null,"AND \nCommercial Purpose\nIs the DLT Asset designed/used for commercial purposes, where…",null,null,null,null,null,null,null,null,null,{"$f":"IF(AND(I18=1,I19=1),0,1)","v":1},null,{"$f":"IF(AND(I18=1,I19=1),1,0)","v":0}]
[]
[null,"O1-3","…it is entered into with or by an operator or administrator of an energy transmission grid, energy balancing mechanism or pipeline network?",null,null,null,null,{"$f":"IF(E18>1,1,0)","v":0},{"$f":"IF(E18=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[null,"O1-4","…it is necessary to keep in balance the supplies and uses of energy at a given time, including the case when the reserve capacity contracted by an electricity transmission system operator as defined in Article 2(4) of Directive 2009/72/EC is being transferred from one prequalified balancing service provider to another prequalified balancing service provider with the consent of the relevant transmission system operator?",null,null,null,null,{"$f":"IF(E19>1,1,0)","v":0},{"$f":"IF(E19=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"AND\nStandardised Contract\nIs the DLT Asset…",null,null,null,null,null,null,null,null,null,{"$f":"I23","v":0}]
[]
[null,"O1-5","…standardised so that the price, the lot, the delivery date and other terms are determined principally by reference to regularly published prices, standard lots or standard delivery dates?",null,null,null,null,{"$f":"IF(E23>1,1,0)","v":0},{"$f":"IF(E23=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,\"Y/N\",\"NA\")","v":"NA"}]
[]
[null,"AND \nTradability/Capability of being Traded/Equivalence \nIs the DLT Asset, or the smart contract where one is embedded therein,…",null,null,null,null,null,null,null,null,null,{"$f":"IF(OR(I27=1,I28=1,I29=1),1,0)","v":0}]
[]
[null,"O1-6","…traded on a third country trading venue that performs a similar function to a regulated market, a MTF or an OTF?",null,null,null,null,{"$f":"IF(E27>1,1,0)","v":0},{"$f":"IF(E27=\"Yes\",1,0)","v":0},null,null,{"$f":"IF(O3=0,\"NA\",(IF(OR(I28=1,I29=1),\"N\",\"Y/N\")))","v":"NA"}]
[null,"O1-7","…expressly stated to be traded on, or is subject to the rules of, a regulated market, a MTF, an OTF or such a third country trading venue?",null,null,null,null,{"$f":"IF(E28>1,1,0)","v":0},{"$f":"IF(E28=\"Yes\",1,0)","v":0},null,null,{"$f":"IF(O3=0,\"NA\",IF(OR(I27=1,I29=1),\"N\",\"Y/N\"))","v":"NA"}]
[null,"O1-8","…equivalent to a contract traded on a regulated market, MTF, an OTF or such a third country trading venue, with regards to the price, the lot, the delivery date and other contractual terms?",null,null,null,null,{"$f":"IF(E29>1,1,0)","v":0},{"$f":"IF(E29=\"Yes\",1,0)","v":0},null,null,{"$f":"IF(O3=0,\"NA\",IF(OR(I27=1,I28=1),\"N\",\"Y/N\"))","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!F23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!F32","v":"-"}]

{"sheet":"O2_ODCC","index":10,"n_rows":30,"n_cols":16,"rows_kept":30,"cut":false,"hidden":false,"merged":[[5,0,7,0],[5,1,5,2],[5,3,5,4],[6,1,6,2],[6,3,6,4],[7,1,7,2],[7,3,7,4],[1,7,1,8],[18,2,18,3],[19,2,19,3],[20,2,20,3],[21,2,21,3],[10,1,10,4],[12,2,12,3],[13,2,13,3],[14,2,14,3],[16,1,16,4],[4,5,8,5],[2,1,2,4]]}
[]
[null,"Financial Instrument Test",null,null,null,null,null,"Working",null,"Blank","Completed ","CRITERIA (CIV)","Criteria (SC)","Criteria (MP)","Sheet ON","Validate "]
[null,"O2 - OTHER DERIVATIVE CONTRACTS RELATING TO CURRENCIES ",null,null,null,null,null,null,null,{"$f":"IF(SUM(H13:H22)=0,1,0)","v":1},{"$f":"IF(SUM(H13:H15,H19:H22)=7,1,0)","v":0},{"$f":"IF(AND(K3=1,M3=0,N3=0),1,0)","v":0},{"$f":"L11","v":0},{"$f":"M17","v":0},{"$f":"W1_DET.!G13","v":0},{"$f":"W1_DET.!G14","v":0}]
[]
[]
[null,"Financial Instrument Test Ref.:",null,{"$f":"I_DETAILS!E6","v":" "}]
[null,"DLT Asset Name:",null,{"$f":"IF(I_DETAILS!E44=0,\"\",I_DETAILS!E44)","v":""},null,null,null,"IF"]
[null,"User: ",null,{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "},null,null,null,">0","Yes"]
[]
[]
[null,"Spot Contract\nAre the terms of the DLT Asset which is designed/used for the purposes of exchanging one fiat currency to another fiat currency, such that delivery of the fiat currency is scheduled to be made within the longer of the following periods…",null,null,null,null,null,null,null,null,null,{"$f":"IF(OR(I13=1,I14=1,I15=1,I16=1),1,0)","v":0}]
[]
[null,"O2-1","…2 trading days in respect of any pair of the major currencies?",null,null,null,null,{"$f":"IF(E13>1,1,0)","v":0},{"$f":"IF(E13=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,N13,\"NA\")","v":"NA"},{"$f":"IF(OR(I14=1,I15=1),\"N\",\"Y/N\")","v":"Y/N"},{"$f":"IF($L$17=1,M13,IF(AND($N$17=1,$O$17=1,$M$17=0),\"CMP\",IF($M$17=1,\"NA\",M13)))","v":"Y/N"}]
[null,"O2-2","...for any pair of currencies where at least one currency is not a major currency, the longer of 2 trading days or the period generally accepted in the market for that currency pair as the standard delivery period?",null,null,null,null,{"$f":"IF(E14>1,1,0)","v":0},{"$f":"IF(E14=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,N14,\"NA\")","v":"NA"},{"$f":"IF(OR(I13=1,I15=1),\"N\",\"Y/N\")","v":"Y/N"},{"$f":"IF($L$17=1,M14,IF(AND($N$17=1,$O$17=1,$M$17=0),\"CMP\",IF($M$17=1,\"NA\",M14)))","v":"Y/N"}]
[null,"O2-3","… where such DLT Asset is used for the main purpose of the sale or purchase of a transferable security or a unit in a collective investment undertaking, the period generally accepted in the market for the settlement of that transferable security or a unit in a collective investment undertaking as the standard delivery period or 5 trading days, whichever is shorter?",null,null,null,null,{"$f":"IF(E15>1,1,0)","v":0},{"$f":"IF(E15=\"Yes\",1,0)","v":0},null,null,{"$f":"IF($O$3=1,N15,\"NA\")","v":"NA"},{"$f":"IF(OR(I13=1,I14=1),\"N\",\"Y/N\")","v":"Y/N"},{"$f":"IF($L$17=1,M15,IF(AND($N$17=1,$O$17=1,$M$17=0),\"CMP\",IF($M$17=1,\"NA\",M15)))","v":"Y/N"}]
[]
[null,"OR\nMeans of Payment\nDoes the DLT Asset qualify as a means of payment where it is understood that such DLT Asset relates to a direct and unconditional exchange of those fiat currencies, which…",null,null,null,null,null,{"$f":"SUM(H19:H22)","v":0},{"$f":"SUM(I19:I22)","v":0},null,null,{"$f":"IF(OR(J19=1,J20=1,J21=1,J22=1),1,0)","v":0},{"$f":"IF(AND(I19=1,I20=1,I21=1,I22=1),1,0)","v":0},{"$f":"IF(AND(H17<=3,H17>=1),1,0)","v":0},{"$f":"IF(AND(I17>=1,I17<=3),1,0)","v":0}]
[]
[null,"O2-4","…is settled physically otherwise than by reason of a default or other termination event?",null,null,null,null,{"$f":"IF(E19>1,1,0)","v":0},{"$f":"IF(E19=\"Yes\",1,0)","v":0},{"$f":"IF(E19=\"No\",1,0)","v":0},null,{"$f":"IF(AND($O$3=1,$M$3=0),\"Y/N\",\"NA\")","v":"NA"}]
[null,"O2-5","…is entered into by at least a person which is not a financial counterparty?",null,null,null,null,{"$f":"IF(E20>1,1,0)","v":0},{"$f":"IF(E20=\"Yes\",1,0)","v":0},{"$f":"IF(E20=\"No\",1,0)","v":0},null,{"$f":"IF(AND($O$3=1,$M$3=0),\"Y/N\",\"NA\")","v":"NA"}]
[null,"O2-6","…is entered into in order to facilitate payment for identifiable goods, services or direct investment?",null,null,null,null,{"$f":"IF(E21>1,1,0)","v":0},{"$f":"IF(E21=\"Yes\",1,0)","v":0},{"$f":"IF(E21=\"No\",1,0)","v":0},null,{"$f":"IF(AND($O$3=1,$M$3=0),\"Y/N\",\"NA\")","v":"NA"}]
[null,"O2-7","…is not traded on a trading venue?",null,null,null,null,{"$f":"IF(E22>1,1,0)","v":0},{"$f":"IF(E22=\"Yes\",1,0)","v":0},{"$f":"IF(E22=\"No\",1,0)","v":0},null,{"$f":"IF(AND($O$3=1,$M$3=0),\"Y/N\",\"NA\")","v":"NA"}]
[]
[]
[]
[null,null,null,"Determination:",{"$f":"W1_DET.!G23","v":"-"}]
[]
[]
[]
[null,null,null,"Proceed to: ",{"$f":"W1_DET.!G32","v":"-"}]

{"sheet":"II_DECLARATIONS","index":11,"n_rows":36,"n_cols":7,"rows_kept":36,"cut":false,"hidden":false,"merged":[[23,1,23,6],[27,6,27,7],[17,6,17,7],[21,6,21,7],[2,1,2,6],[12,1,12,6],[15,4,15,6],[19,6,19,7],[14,3,14,6],[4,8,6,8],[5,1,5,4],[5,5,5,6],[8,1,8,6],[10,6,10,7],[10,3,10,5],[29,6,29,7],[31,6,31,7],[33,1,33,6],[25,3,25,6],[38,3,39,5],[35,1,35,7]]}
[]
[null,"MALTA FINANCIAL SERVICES AUTHORITY"]
[null,"Financial Instrument Test"]
[]
[]
[null,"DECLARATIONS SHEET",null,null,null,{"$f":"I_DETAILS!E6","v":" "}]
[]
[]
[null,"DETERMINATION"]
[]
[null,"II-1",null,"ON THE BASIS OF THIS FINANCIAL INSTRUMENT TEST THE DLT ASSET QUALIFIES AS A:",null,null,{"$f":"W1_DET.!O23","v":""}]
[]
[null,"DECLARATION\nUSER"]
[]
[null,"II-2",null,{"$f":"\"I, the undersigned, \"&I_DETAILS!E13&\" \"&I_DETAILS!E15&\", with the details specified on the Cover Sheet, have prepared and compiled on behalf of the \"&I_DETAILS!E19&\", \"&I_DETAILS!E23&\", this Financial Instrument Test and declare that:\"","v":"I, the undersigned,  , with the details specified on the Cover Sheet, have prepared and compiled on behalf of the , , this Financial Instrument Test and declare that:"}]
[null,null,null,"I.\n\nII.\n\nIII.\n\n","the Test is prepared in accordance with the VFA Act and its Guidelines;\n\nthe information provided in the Test is truthful and complete; and\n\nI shall undertake the Test again immediately upon becoming aware that any of the DLT Assets’ features, as herein described, have changed during its lifecycle and shall re-submit it to the MFSA without undue delay."]
[]
[null,null,null,null,null,"Name and Surname ",{"$f":"I_DETAILS!E13&\" \"&I_DETAILS!E15","v":" "}]
[]
[null,null,null,null,null,"Signature "]
[]
[null,null,null,null,null,null,{"$f":"TODAY()","v":"2019-04-08"}]
[]
[null,"DECLARATION\nVFA AGENT/COMPLIANCE OFFICER/LEGAL ADVISOR"]
[]
[null,"II-3",null,{"$f":"IF(I_DETAILS!M19=3,\"I, the undersigned, appointed as a \"&I_DETAILS!M21&\", agree with the User Declaration as specified in II-2 above and with the determination of this Financial Instrument Test.\",IF(I_DETAILS!M19=1,\"I, the undersigned, appointed as a \"&I_DETAILS!M21&\", appointed as VFA Agent with the above stated User, agree with the User Declaration as specified in II-2 above and with the determination of this Financial Instrument Test.\",\"I, the undersigned, appointed as a \"&I_DETAILS!M21&\" with the above stated User, agree with the User Declaration as specified in II-2 above and with the determination of this Financial Instrument Test.\"))","v":"I, the undersigned, appointed as a  with the above stated User, agree with the User Declaration as specified in II-2 above and with the determination of this Financial Instrument Test."}]
[]
[null,null,null,null,null,"Name and Surname "]
[]
[null,null,null,null,null,"Signature "]
[]
[null,null,null,null,null,null,{"$f":"TODAY()","v":"2019-04-08"}]
[]
[null,"DISCLAIMER:"]
[]
[null,"THE MFSA SHALL NOT BE LIABLE FOR ANY ALTERATIONS TO THIS FINANCIAL INSTRUMENT TEST AND ANY SHEETS THEREOF. THE AUTHORITY ALSO RESERVES THE RIGHT TO REVIEW AND PUBLISH THE DETERMINATION IN ANY WAY IT MAY DEEM NECESSARY.  \n\nTHE MFSA ENSURES THAT ANY PROCESSING OF PERSONAL DATA IS CONDUCTED IN ACCORDANCE WITH REGULATION (EU) 2016/679 (GENERAL DATA PROTECTION REGULATION), THE DATA PROTECTION ACT (CHAPTER 586 OF THE LAWS OF MALTA) AND ANY OTHER RELEVANT EUROPEAN UNION AND NATIONAL LAW. FOR FURTHER DETAILS, YOU MAY REFER TO THE MFSA PRIVACY NOTICE AVAILABLE ON THE MFSA WEBPAGE WWW.MFSA.COM.MT."]

{"sheet":"W1_DET.","index":12,"n_rows":32,"n_cols":15,"rows_kept":32,"cut":false,"hidden":true,"merged":[[2,11,3,11],[2,12,3,12],[2,0,3,0]]}
["WORKINGS"]
[]
[null,"T1","T2","T3","T4","O1","O2","T5","T6","T7","T8","Sum","Workings","T14","Representations"]
[null,"VT","C(8)","C(9)","C(4)(5-7)(10)","ODFI","ODCC","TSMI","EM","CS","EA",null,null,"VFA","DETERMINATION"]
["In-Sheet Formula"]
["Blank",{"$f":"T1_VT!J3","v":1},{"$f":"'T2_C(8)'!J3","v":1},{"$f":"'T3_C(9)'!J3","v":1},{"$f":"'T4_C(4)(5-7)(10)'!J3","v":1},{"$f":"O1_ODFI!J3","v":1},{"$f":"O2_ODCC!J3","v":1},{"$f":"T5_TSMI!J3","v":1},{"$f":"T6_EM!J3","v":1},{"$f":"T7_CS!J3","v":1},{"$f":"T8_EA!J3","v":1}]
["Complete",{"$f":"T1_VT!K3","v":0},{"$f":"'T2_C(8)'!K3","v":0},{"$f":"'T3_C(9)'!K3","v":0},{"$f":"'T4_C(4)(5-7)(10)'!K3","v":0},{"$f":"IF(AND(E7=1,E11=0),1,O1_ODFI!K3)","v":0},{"$f":"IF(AND(E7=1,E12=0),1,O2_ODCC!K3)","v":0},{"$f":"T5_TSMI!K3","v":0},{"$f":"T6_EM!K3","v":0},{"$f":"T7_CS!K3","v":0},{"$f":"T8_EA!K3","v":0},{"$f":"IF(AND(B7=1,H7=1,J7=1,E7=1,C7=1,D7=1,K7=1,G7=1,F7=1,I7=1),1,0)","v":0}]
["C1 Determination ",{"$f":"T1_VT!L3","v":0},{"$f":"'T2_C(8)'!L3","v":0},{"$f":"'T3_C(9)'!L3","v":0},{"$f":"'T4_C(4)(5-7)(10)'!L3","v":0},{"$f":"O1_ODFI!L3","v":0},{"$f":"O2_ODCC!L3","v":0},{"$f":"T5_TSMI!L3","v":0},{"$f":"T6_EM!L3","v":0},{"$f":"T7_CS!L3","v":0},{"$f":"T8_EA!L3","v":0},{"$f":"IF(AND(B8=1,H8=1,J8=1,E8=1,C8=1,D8=1,K8=1,G8=1,F8=1,I8=1),1,0)","v":0},null,{"$f":"IF(OR(AND(I7=1,I8=0,H10=1),AND(K7=1,K8=0)),1,0)","v":0}]
["C2 Determination",null,null,null,{"$f":"'T4_C(4)(5-7)(10)'!M3","v":0},null,{"$f":"O2_ODCC!M3","v":0},{"$f":"T5_TSMI!M3","v":0}]
["C3 Determination ",null,null,null,{"$f":"'T4_C(4)(5-7)(10)'!N3","v":0},null,{"$f":"O2_ODCC!N3","v":0},{"$f":"T5_TSMI!N3","v":0}]
["C4 Determination ",null,null,null,{"$f":"'T4_C(4)(5-7)(10)'!O3","v":0}]
["C5 Determination ",null,null,null,{"$f":"'T4_C(4)(5-7)(10)'!P3","v":0}]
["Sheet ON ",{"$f":"IF(I_DETAILS!K6>=21,IF(OR(C8=1,D8=1,E8=1,E9=1,E10=1,F8=1,G8=1,H8=1,H9=1,J8=1,K8=1,I8=1,N8=1),0,1),0)","v":0},{"$f":"IF(OR(B8=1,H8=1,H9=1,J8=1,E8=1,E9=1,E10=1,D8=1,G8=1,F8=1,K8=1,I8=1,N8=1),0,(IF(AND(B7=1,B8=0),1,0)))","v":0},{"$f":"IF(OR(C8=1,J8=1,,K8=1,F8=1,E8=1,E9=1,E10=1,H8=1,H9=1,G8=1,I8=1,B8=1,N8=1),0,(IF(AND(C7=1,C8=0),1,0)))","v":0},{"$f":"IF(OR(D8=1,K8=1,,I8=1,J8=1,H8=1,H9=1,B8=1,C8=1,N8=1),0,(IF(AND(D7=1,D8=0),1,0)))","v":0},{"$f":"(IF((OR(E8=1,I8=1,,B8=1,H8=1,H9=1,G8=1,K8=1,J8=1,C8=1,D8=1,N8=1)),0,(IF(OR(AND(E7=1,OR(E11=2,E11=1))),1,0))))","v":0},{"$f":"IF(OR(E8=1,I8=1,B8=1,H8=1,H9=1,F8=1,K8=1,J8=1,C8=1,D8=1,N8=1),0,IF(OR(AND(E7=1,E12=1)),1,0))","v":0},{"$f":"IF(OR(B8=1,C8=1,D8=1,E8=1,E9=1,E10=1,F8=1,G8=1,K8=1,J8=1,I8=1,N8=1),0,(IF(OR(AND(E7=1,E8=0,E9=0,E10=0,E11=0,E12=0),AND(E7=1,E11=1,F7=1,F8=0),AND(E7=1,E12=1,G7=1,G8=0)),1,0)))","v":0},{"$f":"IF(OR(D8=1,E8=1,F8=1,G8=1,E9=1,E10=1,B8=1,C8=1,J8=1,K8=1),0,(IF(AND(H7=1,H10=1),1,0)))","v":0},{"$f":"IF(OR(B8=1,C8=1,D8=1,E8=1,E9=1,E10=1,F8=1,G8=1,H8=1,H9=1,K8=1,I8=1,N8=1),0,(IF(OR(AND(H7=1,OR(H8=0,H9=0)),AND(H7=1,H10=1,I7=1,I8=0)),1,0)))","v":0},{"$f":"IF(OR(C8=1,D8=1,E8=1,F8=1,E9=1,E10=1,G8=1,H8=1,H9=1,H10=1,I8=1,B8=1,N8=1),0,(IF(AND(J7=1,OR(J8=0)),1,0)))","v":0}]
["Validate Sheet",{"$f":"IF(OR(B7=1,$L$14=1,$N$8=1),1,0)","v":0},{"$f":"IF(OR(C7=1,$L$14=1,$N$8=1),1,0)","v":0},0,0,0,0,0,{"$f":"IF(OR(I7=1,$L$14=1,$N$8=1,AND(H7=1,H10=0)),1,0)","v":0},0,0,{"$f":"IF(OR(AND(B7=1,B8=1),AND(H7=1,H8=1),AND(J7=1,J8=1),AND(E7=1,E8=1),AND(C7=1,C8=1),AND(D7=1,D8=1),AND(K7=1,K8=1),AND(I7=1,I8=1),AND(E7=1,E9=1),AND(E7=1,E10=1),AND(H7=1,H9=1),AND(OR(E11=1,E11=2),F7=1,F8=1),AND(E12=1,G7=1,G8=1)),1,0)","v":0}]
[]
["Determination: "]
["1. Blank","-","-","-","-","-","-","-","-","-","-",null,null,"-"]
["2. C1","Virtual Token","C(8) Financial Instrument","C(9) Financial Instrument","C(4) Financial Instrument","C(5-7) Financial Instrument","C(4) Financial Instrument","Transferable Security ","Electronic Money","Units in a Collective Investment Scheme","Emission Allowance ",null,null,"Virtual Financial Asset"]
["3. C2",null,null,null,"C(5-7) Financial Instrument",{"$f":"E20","v":"C(10) Financial Instrument"},"Spot Contract Exclusion","Money Market Instrument","Virtual Financial Asset",null,"Virtual Financial Asset"]
["3. C3",null,null,null,"C(10) Financial Instrument",null,"Means of Payment Exclusion","Check T6_EM"]
["4. C4",null,null,null,"Check O1_ODFI"]
["5. C5",null,null,null,"Check O2_ODCC"]
["Determination ",{"$f":"IF(B6=1,B17,(IF(AND(B7=1,B8=1),B18,B17)))","v":"-"},{"$f":"IF(C6=1,C17,(IF(AND(C7=1,C8=1),C18,C17)))","v":"-"},{"$f":"IF(D6=1,D17,(IF(AND(D7=1,D8=1),D18,D17)))","v":"-"},{"$f":"IF(E6=1,E17,(IF(AND(E7=1,E8=1),E18,(IF(AND(E7=1,E9=1),E19,(IF(AND(E7=1,E10=1),E20,(IF(AND(E7=1,E11=1),E21,(IF(AND(E7=1,E12=1),E22,E17)))))))))))","v":"-"},{"$f":"IF(F6=1,F17,(IF(AND(F7=1,F8=1,E11=1),F18,(IF(AND(F7=1,F8=1,E11=2),F19,F17)))))","v":"-"},{"$f":"IF(G6=1,G17,(IF(AND(G7=1,G8=1),G18,G17)))","v":"-"},{"$f":"IF(H6=1,H17,(IF(AND(H7=1,H8=1),H18,(IF(AND(H7=1,H9=1),H19,(IF(AND(H7=1,H10=1),H20,H17)))))))","v":"-"},{"$f":"IF(I6=1,I17,(IF(AND(I7=1,I8=1,H10=1),I18,(IF(AND(I7=1,I8=0,H10=1),I19,I17)))))","v":"-"},{"$f":"IF(J6=1,J17,(IF(AND(J7=1,J8=1),J18,J17)))","v":"-"},{"$f":"IF(K6=1,K17,(IF(AND(K7=1,K8=1),K18,(IF(AND(K7=1,K8=0),K19,K17)))))","v":"-"},null,null,{"$f":"IF(N8=1,N18,N17)","v":"-"},{"$f":"IF(B8=1,B18,IF(C8=1,C18,IF(D8=1,D18,IF(E8=1,E18,IF(E9=1,E19,IF(E10=1,E20,\"\"))))))&IF(AND(E11=1,F8=1),F18,IF(AND(E11=2,F8=1),F19,IF(AND(E12=1,G8=1),G18,IF(H8=1,H18,IF(H9=1,H19,IF(AND(I8=1,H10=1),I18,IF(AND(I7=1,I8=0,H10=1),I19,IF(J8=1,J18,IF(K8=1,K18,IF(N8=1,N23,\"\"))))))))))","v":""}]
[]
["Proceed to:"]
["1. Blank / No Complete","-","-","-","-","-","-","-","-","-","-",null,null,"-"]
[2,{"$f":"C3&\"_\"&C4","v":"T2_C(8)"},{"$f":"D3&\"_\"&D4","v":"T3_C(9)"},{"$f":"E3&\"_\"&E4","v":"T4_C(4)(5-7)(10)"},{"$f":"H3&\"_\"&H4","v":"T5_TSMI"},{"$f":"H3&\"_\"&H4","v":"T5_TSMI"},{"$f":"H3&\"_\"&H4","v":"T5_TSMI"},{"$f":"J3&\"_\"&J4","v":"T7_CS"},null,{"$f":"K3&\"_\"&K4","v":"T8_EA"},"-"]
[3,null,null,null,{"$f":"F3&\"_\"&F4","v":"O1_ODFI"},null,null,{"$f":"I3&\"_\"&I4","v":"T6_EM"}]
[4,null,null,null,{"$f":"G3&\"_\"&G4","v":"O2_ODCC"}]
[5]
[6,"II_DECLARATIONS","II_DECLARATIONS","II_DECLARATIONS","II_DECLARATIONS","II_DECLARATIONS","II_DECLARATIONS","II_DECLARATIONS","II_DECLARATIONS","II_DECLARATIONS","II_DECLARATIONS",{"$f":"IF(OR(L14=1,N8=1),1,0)","v":0},null,"II_DECLARATIONS"]
["Proceed to:",{"$f":"IF($L$31=1,B31,(IF(B6=1,B26,(IF(B7=0,B26,IF(B8=0,B27,B31))))))","v":"-"},{"$f":"IF($L$31=1,C31,(IF(C6=1,C26,(IF(C7=0,C26,IF(C8=0,C27,C31))))))","v":"-"},"-",{"$f":"IF($L$31=1,E31,(IF(E6=1,E26,(IF(E7=0,E26,IF(OR(E11=1,E11=2),E28,IF(E12=1,E29,IF(E8=0,E27,IF(E9=0,E27,IF(E10=0,E27,IF(E11=0,E27,E31)))))))))))","v":"-"},{"$f":"IF($L$31=1,F31,(IF(F6=1,F26,(IF(F7=0,F26,IF(F8=0,F27,F31))))))","v":"-"},{"$f":"IF($L$31=1,G31,(IF(G6=1,G26,(IF(G7=0,G26,IF(G8=0,G27,G31))))))","v":"-"},{"$f":"IF($L$31=1,H31,(IF(H6=1,H26,(IF(H7=0,H26,IF(H10=1,H28,IF(OR(H8=0,H9=0),H27,H31)))))))","v":"-"},{"$f":"IF($L$31=1,I31,(IF(I6=1,I26,(IF(I7=0,I26,IF(I8=0,I31,I31))))))","v":"-"},{"$f":"IF($L$31=1,J31,(IF(J6=1,J26,(IF(J7=0,J26,IF(J8=0,J27,J31))))))","v":"-"},{"$f":"IF($L$31=1,K31,(IF(K6=1,K26,(IF(K7=0,K26,IF(K8=0,K27,K31))))))","v":"-"},null,null,{"$f":"IF(N7=1,N31,N26)","v":"-"}]

{"sheet":"LISTS","index":13,"n_rows":209,"n_cols":11,"rows_kept":209,"cut":false,"hidden":true,"merged":[]}
["Lists"]
[]
["L_1","L_2","L_3","L_4","L_5","L_6","L_7","L_7","L_8","L_9","L_10"]
["Prefix","Country","Auth. Type","Y/N","Yes","Empty","No","Administrator","CMP","VFA Agent","MORE THAN 397 DAYS"]
["Mr ","Malta","Issuer","Yes","Yes",null,"No","Compliance Officer","Complete T10-4 to T10-7","Compliance Officer","397 DAYS OR LESS"]
["Ms","Afghanistan","Investment Services Licence Holder","No",null,null,null,"Senior Manager"]
["Mrs","Albania","VFA Licence Holder"]
["Prof.","Algeria","Unlicensed Entity/Individual"]
["Dr","Andorra"]
[null,"Angola"]
[null,"Antigua and Barbuda"]
[null,"Argentina"]
[null,"Armenia"]
[null,"Aruba"]
[null,"Australia"]
[null,"Austria"]
[null,"Azerbaijan"]
[null,"Bahamas, The"]
[null,"Bahrain"]
[null,"Bangladesh"]
[null,"Barbados"]
[null,"Belarus"]
[null,"Belgium"]
[null,"Belize"]
[null,"Benin"]
[null,"Bhutan"]
[null,"Bolivia"]
[null,"Bosnia and Herzegovina"]
[null,"Botswana"]
[null,"Brazil"]
[null,"Brunei "]
[null,"Bulgaria"]
[null,"Burkina Faso"]
[null,"Burma"]
[null,"Burundi"]
[null,"Cambodia"]
[null,"Cameroon"]
[null,"Canada"]
[null,"Cabo Verde"]
[null,"Central African Republic"]
[null,"Chad"]
[null,"Chile"]
[null,"China"]
[null,"Colombia"]
[null,"Comoros"]
[null,"Congo, Democratic Republic of the"]
[null,"Congo, Republic of the"]
[null,"Costa Rica"]
[null,"Cote d'Ivoire"]
[null,"Croatia"]
[null,"Cuba"]
[null,"Curacao"]
[null,"Cyprus"]
[null,"Czech"]
[null,"Denmark"]
[null,"Djibouti"]
[null,"Dominica"]
[null,"Dominican Republic"]
[null,"East Timor"]
[null,"Ecuador"]
[null,"Egypt"]
[null,"El Salvador"]
[null,"Equatorial Guinea"]
[null,"Eritrea"]
[null,"Estonia"]
[null,"Ethiopia"]
[null,"Fiji"]
[null,"Finland"]
[null,"France"]
[null,"Gabon"]
[null,"Gambia, The"]
[null,"Georgia"]
[null,"Germany"]
[null,"Ghana"]
[null,"Greece"]
[null,"Grenada"]
[null,"Guatemala"]
[null,"Guinea"]
[null,"Guinea-Bissau"]
[null,"Guyana"]
[null,"Haiti"]
[null,"Holy See"]
[null,"Honduras"]
[null,"Hong Kong"]
[null,"Hungary"]
[null,"Iceland"]
[null,"India"]
[null,"Indonesia"]
[null,"Iran"]
[null,"Iraq"]
[null,"Ireland"]
[null,"Israel"]
[null,"Italy"]
[null,"Jamaica"]
[null,"Japan"]
[null,"Jordan"]
[null,"Kazakhstan"]
[null,"Kenya"]
[null,"Kiribati"]
[null,"Korea, North"]
[null,"Korea, South"]
[null,"Kosovo"]
[null,"Kuwait"]
[null,"Kyrgyzstan"]
[null,"Laos"]
[null,"Latvia"]
[null,"Lebanon"]
[null,"Lesotho"]
[null,"Liberia"]
[null,"Libya"]
[null,"Liechtenstein"]
[null,"Lithuania"]
[null,"Luxembourg"]
[null,"Macau"]
[null,"Macedonia"]
[null,"Madagascar"]
[null,"Malawi"]
[null,"Malaysia"]
[null,"Maldives"]
[null,"Mali"]
[null,"Marshall Islands"]
[null,"Mauritania"]
[null,"Mauritius"]
[null,"Mexico"]
[null,"Micronesia"]
[null,"Moldova"]
[null,"Monaco"]
[null,"Mongolia"]
[null,"Montenegro"]
[null,"Morocco"]
[null,"Mozambique"]
[null,"Namibia"]
[null,"Nauru"]
[null,"Nepal"]
[null,"Netherlands"]
[null,"New Zealand"]
[null,"Nicaragua"]
[null,"Niger"]
[null,"Nigeria"]
[null,"North Korea"]
[null,"Norway"]
[null,"Oman"]
[null,"Pakistan"]
[null,"Palau"]
[null,"Palestinian Territories"]
[null,"Panama"]
[null,"Papua New Guinea"]
[null,"Paraguay"]
[null,"Peru"]
[null,"Philippines"]
[null,"Poland"]
[null,"Portugal"]
[null,"Qatar"]
[null,"Romania"]
[null,"Russia"]
[null,"Rwanda"]
[null,"Saint Kitts and Nevis"]
[null,"Saint Lucia"]
[null,"Saint Vincent and the Grenadines"]
[null,"Samoa "]
[null,"San Marino"]
[null,"Sao Tome and Principe"]
[null,"Saudi Arabia"]
[null,"Senegal"]
[null,"Serbia"]
[null,"Seychelles"]
[null,"Sierra Leone"]
[null,"Singapore"]
[null,"Sint Maarten"]
[null,"Slovakia"]
[null,"Slovenia"]
[null,"Solomon Islands"]
[null,"Somalia"]
[null,"South Africa"]
[null,"South Korea"]
[null,"South Sudan"]
[null,"Spain"]
[null,"Sri Lanka"]
[null,"Sudan"]
[null,"Suriname"]
[null,"Swaziland"]
[null,"Sweden"]
[null,"Switzerland"]
[null,"Syria"]
[null,"Taiwan"]
[null,"Tajikistan"]
[null,"Tanzania"]
[null,"Thailand"]
[null,"Timor-Leste"]
[null,"Togo"]
[null,"Tonga"]
[null,"Trinidad and Tobago"]
[null,"Tunisia"]
[null,"Turkey"]
[null,"Turkmenistan"]
[null,"Tuvalu"]
[null,"Uganda"]
[null,"Ukraine"]
[null,"United Arab Emirates"]
[null,"United Kingdom"]
[null,"United States of America"]
[null,"Uruguay"]
[null,"Uzbekistan"]
[null,"Vanuatu"]
[null,"Venezuela"]
[null,"Vietnam"]
[null,"Yemen"]
[null,"Zambia"]
[null,"Zimbabwe "]