Financial Markets
Table of Contents Financial Market Rules for Regulated Markets
Financial Market Rules for Regulated Markets
Schedule A – Certificate of Compliance
Schedule B -Financial Instrument Data
Schedule C – Financial Instrument Reference Data
Schedule D- Market Transparency Information
Schedule E – Personal Questionnaire
Financial Market Rules Applicable From 3 January 2018
Schedule 3 – Market Transparency Information
Financial Market Rules Stipulating Financial Resources And Financial Reporting Requirements Applicable To Regulated Markets And Central Securities Depositaries
Appendix III – Specimen Subordinated Loan Agreement
Appendix IV – Specimen Qualifying Undertaking
Appendix V – Specimen Bank Guarantee
Central Securities Depositories (CSD) Regulation
Consultation Paper on the draft guidelines on the access to CCPs or trading venues by CSDs
A copy of the presentations given out during the Finance Malta Educational clinic on EMIR and CSDR 16th December 2015 are available here.
Guidance
Short Selling Regulation
Legal Notice – Financial Markets Act (Short Selling) Regulations, 2012, L.N. 344 of 2012
EU Regulations:
- Regulation (EU) No 236/2012
- Commission Delegated Regulation (EU) No 918/2012
- Commission Delegated Regulation (EU) No 919/2012
- Commission Delegated Regulation (EU) No 826/2012
- Commission Implementing Regulation (EU) No 827/2012
- Q&A – Implementation of the Regulation on Short Selling and Certain Aspects of Credit Default Swaps (2nd Update)
- Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)
- ESMA Consultation Paper on Proposed Guidelines on the Exemption for Market Making Activities
- Guidelines on the exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps