About Conduct Supervision
Conduct Supervision oversees the way in which regulated entities design their products and services as well as the way in which they manage their relationship with consumers. By setting up a regulatory framework that secures appropriate customer protection, the Function ensures that clients of financial services are treated fairly, honestly and professionally by regulated entities.
The main tasks of the Investments Supervision team are to supervise Investment Firms to ensure that they act professionally, honestly and in accordance to the best interest of the client. When joining this team you will be actively participating in onsite inspections with experienced team members, where you will be exposed to different business models as well as varying conduct-related subjects. Furthermore, you will also conduct offsite supervisory checks as required from time to time depending on the necessities of the team.