Analyst (Financial Promotions)

within Conduct Supervision


VIEW JOB DETAILS

Analyst (Financial Promotions)

within Conduct Supervision


VIEW JOB DETAILS
  • Grade:

    7
  • Type:

    Indefinite
  • Job code:

    CS/014/2022
  • Team:

    FinPro

About Conduct Supervision


Conduct Supervision is responsible for the setting up and implementation of the regulatory framework aiming to secure appropriate consumer protection in operations of licence holders in the financial services industry. The Conduct Supervision section is a relatively newly-formed team which is projecting growth as it is gradually assuming a cross-sectorial function covering under its remit supervision in conduct of credit institutions, securities, trustees, corporate service providers, as well as insurance and pensions. 

The Role


Within this role you will be joining the Financial Promotions team in the off-site supervision of the respective licence holders on a cross-sectorial basis (Investment Firms, Credit Institutions and Insurance Companies). Reporting to the Senior Manager within the Financial Promotions Team, you will be expected to carry out the following tasks:

  • Applying a Risk-Based Approach in the monitoring of the promotional efforts of the Regulated Entities, to ensure that the regulatory requirements in this regard are being complied with;
  • Assisting in carrying out an assessment of the disclosures being made to clients/customers of regulated entities to ensure that these are fair, clear and not misleading;
  • Conducting reviews on the periodic Conduct Related Returns submitted by regulated entities to ensure compliance with the Authority's reporting standards;
  • Assisting in extracting, collating and circulating data from regulatory reports collected by regulated entities, directly to European Supervisory Authorities; 
  • Assisting in the drafting of the material to be used for the educational campaigns to be launched during that year;
  • Carrying out ‘ad hoc’ assignments  related to specific regulatory and supervisory issues that may arise from time to time (such as the review of the conduct-related disclosures included in the Offering Documentations) and to report on the outcome of such assignments as may be appropriate.

About You


We are looking for candidates with solid academic background in financial services, preferably with a focus on Marketing and/or Management; other relevant qualifications will also be considered. A relevant Post Graduate Degree and/or previous experience with data management tools would be considered an asset.

The role calls for an academic qualification in a relevant field of study at National Qualification Framework Level 6 or better, duly certified by the Malta Qualifications Recognition Information Centre (MQRIC) or a widely recognised professional qualification at a comparable level. You will also possess a minimum of three (3) years working in financial services.

If you do not have the necessary academic or professional qualifications but you have at least seven (7) years of relevant experience, we would still be interested in speaking with you.

How to apply

or query further information


Candidates are to forward a copy of their Curriculum Vitae (C.V.) and an accompanying covering letter providing the motivation for the application to [email protected]

Other Important Information


The MFSA is an Equal Opportunities Employer as certified by the NCPE (National Commission for the Protection of Equality) and is committed to a policy of equal opportunity in all aspects of employment and will take care to avoid any form of discrimination in its recruitment procedures. The MFSA reserves the right to withdraw this call at any time and not to select any of the Candidates.

It is the responsibility of applicants in possession of qualifications awarded by Universities and other similar institutions outside Malta to produce a recognition statement on comparability of qualifications issued by the Malta Qualifications Recognition Information Centre (MQRIC). Applicants should do so preferably at application stage or otherwise at the preliminary interview should an applicant be selected for such interview. Details can be obtained by accessing the National Commission for Further and Higher Education website on www.ncfhe.gov.mt under MQRIC heading.

The MFSA shall ensure that any processing of personal data is in accordance with Regulation (EU) 2016/679 (General Data Protection Regulation), the Data Protection Act (Chapter 586 of the Laws of Malta) and any other relevant European Union and national law. For further details, you may refer to the Data Protection Policy on the MFSA webpage www.mfsa.mt.

Candidates are to note that the submission of any false statement/s or omission, even if unintended, may lead to the cancellation of their application and may render the candidate's appointment liable to termination.

Furthermore, please note that candidates may be asked to submit any documentation in support of the information provided, including but not limited to, proof of qualifications and Police Conduct Certificates.

Public Call Permit: 591/2022